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  Recordkeeper vs Advisor vs TPA for 401(k) Plans

  October 2, 2026 - Choosing the right support team for your 401(k) plan requires understanding the distinct roles of the recordkeeper, plan advisor, and third-party administrator (TPA). While recordkeepers manage participant accounts and transactions, advisors oversee investments and fiduciary guidance, and TPAs handle plan design, compliance testing, Form 5500 preparation, and regulatory administration. This guide explains each role, compares responsibilities, and outlines how the right combination of service partners can help improve compliance, reduce administrative burden, and support better outcomes for plan sponsors and participants. Continue
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  CASE OF THE WEEK – What Fee Changes Require Notice

  October 2, 2026 - A reduction in an investment’s expense ratio generally does not trigger a special advance notice or a new comparative chart. Learn how to keep investment fee information current. Continue